Our Staff has compiled our research into a database of FINRA Broker Disclosures for Apollo Global Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Charles Ross | 5384325 | 1 | 07/11/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jay Kim | 2943078 | 1 | 01/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter James Sack | 4385706 | 1 | 01/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bret Eric Leas | 4817240 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Villanueva | 5887625 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Sandeep Jhawar | 2384945 | 2 | 03/04/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Martin Kleinman | 2528120 | 2 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reed Benjamin Rayman | 4983087 | 3 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Olivia Wassenaar | 5174710 | 3 | 11/30/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Jeffrey Rowan | 1410799 | 3 | 01/15/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |