Our Staff has compiled our research into a database of FINRA Broker Disclosures for Apollo Global Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christine Elizabeth Hommes | 4982492 | 3 | 12/16/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Romeo | 5159956 | 2 | 12/16/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Olivia Wassenaar | 5174710 | 3 | 12/16/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Wilson Bates Handler | 5220220 | 3 | 12/16/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Vito Seminara | 2503893 | 1 | 08/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Brett Sinensky | 5177643 | 1 | 08/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Houston David McCurry | 6420701 | 1 | 08/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ayad Kais Alhadi | 2501101 | 2 | 07/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Evan Cohen | 5544823 | 1 | 08/04/2020 | Civil | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Reed Benjamin Rayman | 4983087 | 3 | 07/30/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |