Our Staff has compiled our research into a database of FINRA Broker Disclosures for Apollo Global Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Sandeep Jhawar | 2384945 | 2 | 03/04/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Scott Martin Kleinman | 2528120 | 2 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Reed Benjamin Rayman | 4983087 | 3 | 01/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |