Our Staff has compiled our research into a database of FINRA Broker Disclosures for Apollo Global Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Michael Romeo | 5159956 | 2 | 12/16/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Olivia Wassenaar | 5174710 | 3 | 12/16/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Wilson Bates Handler | 5220220 | 3 | 12/16/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Evan Cohen | 5544823 | 1 | 08/04/2020 | Civil | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Matthew Henry Nord | 4222223 | 1 | 07/08/2020 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Max Black | 5568944 | 1 | 07/08/2020 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Marc Jeffrey Rowan | 1410799 | 3 | 06/08/2020 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew Sandeep Jhawar | 2384945 | 2 | 03/04/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |