Our Staff has compiled our research into a database of FINRA Broker Disclosures for BA Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Raymond Demoss | 5324342 | 4 | 01/30/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harold Raymond Demoss | 5324342 | 4 | 10/10/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles A Jordan | 4537219 | 1 | 12/08/2006 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Lloyd Brian Hannan | 4528184 | 2 | 05/27/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Andrew Geraty | 731080 | 1 | 01/05/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |