Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Burness | 723795 | 6 | 04/03/2000 | Customer Dispute | Settled | $71,129.00 | $0.00 | See FINRA Report |
| James Michael Burness | 723795 | 6 | 09/21/1998 | Customer Dispute | Settled | $399,539.00 | $0.00 | See FINRA Report |
| James Michael Burness | 723795 | 6 | 03/26/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Burness | 723795 | 6 | 03/06/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Michael Burness | 723795 | 6 | 08/07/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Michael Burness | 723795 | 6 | 07/27/1992 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |