Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gihan Anil Fernando | 4469669 | 62 | 04/11/2024 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/11/2024 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/09/2024 | Customer Dispute | Settled | $495,766.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 03/21/2024 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 03/21/2024 | Customer Dispute | Settled | $66,500.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 03/13/2024 | Customer Dispute | Settled | $1,150,220.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 03/12/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Anson Kau Cheong | 7118738 | 1 | 03/12/2024 | Customer Dispute | Pending | $1,054,760.00 | $0.00 | See FINRA Report |
| Matthew Joseph Nahman | 6935269 | 1 | 03/08/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gihan Anil Fernando | 4469669 | 62 | 03/07/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |