Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Agostino | 5166683 | 2 | 08/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Lee Schumacher | 5473241 | 1 | 10/28/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Keith Yarkin | 1259931 | 3 | 06/27/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jared Kellenberger | 6016290 | 2 | 09/13/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jared Kellenberger | 6016290 | 2 | 02/07/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Keith Yarkin | 1259931 | 3 | 08/16/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robbie Lynn Ellsbury | 4654361 | 1 | 02/16/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert John Lange | 6001248 | 1 | 01/31/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |