Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Dean Lewis | 4201957 | 1 | 02/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lee Voss | 4722360 | 8 | 02/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lee Voss | 4722360 | 8 | 02/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Debeikes | 5924861 | 1 | 01/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lee Voss | 4722360 | 8 | 01/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jill Kaufman | 1837595 | 7 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jill Kaufman | 1837595 | 7 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason T Degolyer | 4342824 | 2 | 12/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Kundracik | 1212638 | 1 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurtis Anderson | 7054788 | 2 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |