Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sherwin Anthony Wray | 4571148 | 3 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sherwin Anthony Wray | 4571148 | 3 | 10/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lee Voss | 4722360 | 8 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Allan Chee | 4895300 | 2 | 07/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Allan Chee | 4895300 | 2 | 07/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victor James Furniss | 5957759 | 3 | 07/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Bellush | 4830572 | 1 | 05/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Kent | 1105799 | 2 | 05/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Gorgees | 5917948 | 2 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Hoysick | 6244191 | 2 | 04/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |