Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jody James Lafont | 1832378 | 1 | 01/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Salvatore Guerrieri | 1688261 | 2 | 01/29/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Norman Zirbel | 1031111 | 4 | 02/12/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |