Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan Marc Cedarleaf | 4341451 | 4 | 04/06/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Parker Lenamon | 6822384 | 1 | 02/05/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alejandro Tamayo | 7010467 | 1 | 11/13/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mildred Patubo | 2458479 | 3 | 01/25/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Denver Childs | 5619545 | 1 | 03/01/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Steven Ikerd | 6274541 | 2 | 09/20/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Derek Charles Mason | 4519786 | 1 | 08/22/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darrell Ross Avery | 2506212 | 2 | 08/18/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Amato | 6338058 | 1 | 08/15/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Owens Whittaker | 1836794 | 1 | 02/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |