Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Jean Almond | 2142868 | 2 | 07/30/2002 | Customer Dispute | Denied | $470,000.00 | $0.00 | See FINRA Report |
| John Burton Myres | 1590317 | 1 | 03/06/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Anastasia | 2354039 | 2 | 02/07/2000 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Shawn Henry King | 2747306 | 1 | 01/11/2000 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |