Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alton Brett Melancon | 4332927 | 3 | 03/16/2010 | Customer Dispute | Denied | $33,304.00 | $0.00 | See FINRA Report |
| Keith Paul Leblanc | 2544732 | 1 | 02/12/2010 | Customer Dispute | Denied | $6,530.44 | $0.00 | See FINRA Report |
| Rod I Skaf | 2822001 | 4 | 08/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Champion | 4485669 | 2 | 04/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Champion | 4485669 | 2 | 03/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rod I Skaf | 2822001 | 4 | 03/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy Michael Richard | 4607382 | 1 | 03/17/2009 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Jeffrey Howard Eichel | 2224038 | 4 | 03/17/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Alexey Bulankov | 4061360 | 3 | 02/03/2009 | Customer Dispute | Denied | $66,000.00 | $0.00 | See FINRA Report |
| Crystal Gail Demarco | 4018499 | 6 | 11/17/2008 | Customer Dispute | Denied | $31,349.00 | $0.00 | See FINRA Report |