Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gihan Anil Fernando | 4469669 | 62 | 01/23/2024 | Customer Dispute | Settled | $669,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 01/22/2024 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 01/10/2024 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 01/09/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 01/03/2024 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 12/21/2023 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Alexander Arango | 6405666 | 6 | 12/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 12/19/2023 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 12/14/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 12/14/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |