Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cetera Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gihan Anil Fernando | 4469669 | 62 | 02/16/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 02/14/2024 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 02/12/2024 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 02/06/2024 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 02/01/2024 | Customer Dispute | Settled | $129,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 02/01/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| George Mauae Purdy | 5865750 | 2 | 01/31/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 01/30/2024 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joshua Aaron Green | 4970616 | 3 | 01/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 01/25/2024 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |