Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Francis Cloutier | 1794151 | 1 | 02/16/2017 | Customer Dispute | Award / Judgment | $236,742.00 | $47,500.00 | See FINRA Report |
| David Raymond Oase | 2831519 | 1 | 08/18/2009 | Customer Dispute | Settled | $25,385.00 | $0.00 | See FINRA Report |