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FINRA Broker Disclosures for Saybrus Equity Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saybrus Equity Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 35 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jamie Channing Peterson5885551205/02/2009CriminalFinal Disposition$0.00$0.00See FINRA Report
Thomas Edward Hardie2145542403/03/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Scott Louis Berghuis3231193111/21/2008Judgment / Lien$0.00$0.00See FINRA Report
David Brian Ivey1787312104/28/2008Customer DisputeSettled$46,978.00$0.00See FINRA Report
Alan Michael Tofig1911716106/22/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Bryan Donald Gustovich2903962203/16/2005Customer DisputeSettled$0.00$0.00See FINRA Report
Bryan Donald Gustovich2903962210/27/2003Customer DisputeDenied$11,845.00$0.00See FINRA Report
Jeffrey J Tomski1998760111/21/2002Customer DisputeDenied$40,000.00$0.00See FINRA Report
Jeffrey Rush Johnston1847212102/01/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Shane Lindley4650924111/17/2000CriminalFinal Disposition$0.00$0.00See FINRA Report

35 Results

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