Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saybrus Equity Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Lawrence Klayman | 1486363 | 2 | 10/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Hardie | 2145542 | 4 | 07/11/2016 | Customer Dispute | Settled | $39,766.50 | $0.00 | See FINRA Report |
| Darin John Mundy | 5902791 | 4 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darin John Mundy | 5902791 | 4 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darin John Mundy | 5902791 | 4 | 02/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Francis Campbell | 6117248 | 1 | 05/25/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Edward Hardie | 2145542 | 4 | 04/05/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Corey Willis | 6559564 | 1 | 03/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Hardie | 2145542 | 4 | 08/03/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Lawrence Klayman | 1486363 | 2 | 03/18/2010 | Customer Dispute | Denied | $20,574.00 | $0.00 | See FINRA Report |