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FINRA Broker Disclosures for Saybrus Equity Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saybrus Equity Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 31 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Andrew Precise2850328303/22/2022Judgment / Lien$0.00$0.00See FINRA Report
Christopher Jacob Frazier4964904507/01/2020FinancialFinal$0.00$0.00See FINRA Report
Christopher Jacob Frazier4964904507/01/2020FinancialFinal$0.00$0.00See FINRA Report
Christopher Jacob Frazier4964904507/01/2020FinancialFinal$0.00$0.00See FINRA Report
Christopher Jacob Frazier4964904505/01/2020FinancialFinal$0.00$0.00See FINRA Report
Collin Peter Marcus3113937111/12/2019Customer DisputeDenied$73,181.90$0.00See FINRA Report
Christopher Jacob Frazier4964904510/01/2019FinancialFinal$0.00$0.00See FINRA Report
Paula Louise Smude2658448105/02/2018RegulatoryFinal$0.00$0.00See FINRA Report
Darin John Mundy5902791411/01/2017FinancialFinal$0.00$0.00See FINRA Report
Alan Lawrence Klayman1486363310/20/2017FinancialFinal$0.00$0.00See FINRA Report

31 Results

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