Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Kathryn Collins | 2449551 | 2 | 06/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Kathryn Collins | 2449551 | 2 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Grant Hartman Ulrick | 2860140 | 2 | 05/08/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dale Matthew Puruczky | 2211253 | 5 | 04/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Austyn Daniel Whittenburg | 5005314 | 1 | 10/17/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Leroy Whittenburg | 2181920 | 3 | 10/17/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Renard Gibson | 2198792 | 1 | 09/29/2016 | Customer Dispute | Settled | $349,276.00 | $0.00 | See FINRA Report |
| Christopher H Miller | 4145117 | 1 | 07/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Zembala | 1047995 | 1 | 03/18/2016 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Nina Jo Hajjar | 5328724 | 2 | 12/12/2015 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |