Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randy Allen Kirkpatrick | 6680672 | 1 | 04/29/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nina Jo Hajjar | 5328724 | 2 | 12/07/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Gregory David | 4315920 | 3 | 10/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Lynn Wall | 2245306 | 1 | 01/29/2019 | Customer Dispute | Settled | $823,494.00 | $0.00 | See FINRA Report |
| Michael Allen Chaffee | 1017449 | 5 | 10/30/2018 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Christopher Gilbert Popkey | 5052550 | 2 | 05/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Gregory David | 4315920 | 3 | 03/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Danielle Jervis | 4505938 | 2 | 03/14/2018 | Customer Dispute | Settled | $10,322.00 | $0.00 | See FINRA Report |
| Dale Matthew Puruczky | 2211253 | 5 | 12/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brent Alan Markley | 1399374 | 3 | 09/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |