Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Ray Pitts | 4777045 | 3 | 05/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Constantine Spiro Basdakis | 1425737 | 1 | 06/01/1991 | Customer Dispute | Settled | $238,000.00 | $0.00 | See FINRA Report |
| Joseph Richard Campbell | 2044142 | 1 | 02/12/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Leo Friday | 1060778 | 1 | 09/25/1987 | Customer Dispute | Settled | $22,296.00 | $0.00 | See FINRA Report |
| Kevin Ray Pitts | 4777045 | 3 | 01/29/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Juarbe | 2073314 | 1 | 06/01/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant Hartman Ulrick | 2860140 | 2 | 01/27/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ivan David Johnson | 4852645 | 2 | 08/20/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edward Boyd | 1605651 | 1 | 11/01/1964 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |