Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lewis Gitterman | 1910332 | 9 | 09/11/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 07/20/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 12/28/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 12/10/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 10/22/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 08/09/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 06/07/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 02/14/2020 | Customer Dispute | Settled | $4,985,680.00 | $0.00 | See FINRA Report |
| Jeffrey Lewis Gitterman | 1910332 | 9 | 10/02/2019 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Elias Stuart Rauch | 4169179 | 1 | 03/06/2012 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |