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FINRA Broker Disclosures for Creativeone Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creativeone Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 81-90 out of 107 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kirt W Carstens2192522403/15/2002Customer DisputeDenied$267,000.00$0.00See FINRA Report
Michele George Savarese12418111309/10/2001Customer DisputeDenied$162,105.00$0.00See FINRA Report
Richard Scott Robinson2889404208/20/2001Customer DisputeClosed-No Action$126.00$0.00See FINRA Report
Harry Floyd Colvin1137441408/13/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Harry Floyd Colvin1137441401/23/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Timothy Lovell Phares2450201206/07/1999Customer DisputeAward / Judgment$16,698.70$10,407.40See FINRA Report
Thomas Bastiano Scarpaci1634140203/11/1999Customer DisputeDenied$235,000.00$0.00See FINRA Report
Michele George Savarese12418111302/05/1999Customer DisputeSettled$155,739.00$0.00See FINRA Report
Mark Charles Pettyjohn1141552112/04/1998Employment Separation After Allegations$0.00$0.00See FINRA Report
Michele George Savarese12418111311/17/1998Customer DisputeSettled$29,000.00$0.00See FINRA Report

107 Results

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