Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creativeone Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Harry Floyd Colvin | 1137441 | 4 | 01/05/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Andrew C McDermitt | 5931191 | 1 | 10/08/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Timothy Lovell Phares | 2450201 | 2 | 07/22/2005 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
Greg Charles Greer | 4029901 | 1 | 03/18/2005 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
Charles William Sawyer | 1796762 | 3 | 07/21/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Francisco Chuck Martinez | 5524755 | 1 | 03/01/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven Charles Scaletty | 2049543 | 2 | 12/10/2003 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
John Michael Dombroski | 1789752 | 2 | 04/30/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kirt W Carstens | 2192522 | 4 | 04/23/2003 | Customer Dispute | Settled | $7,666.55 | $0.00 | See FINRA Report |
Robert Soren Larsen | 1913268 | 3 | 04/15/2003 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |