Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creativeone Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles William Sawyer | 1796762 | 3 | 02/19/2009 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Robert Soren Larsen | 1913268 | 2 | 12/05/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Larry Tyrone Jenkins | 2533315 | 3 | 11/17/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy P Hudson | 5052259 | 1 | 10/23/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Allen Strandell | 4047114 | 2 | 09/23/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Mark Ronald Roberts | 2734867 | 3 | 01/28/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Dale Olvera | 4652612 | 1 | 10/26/2007 | Customer Dispute | Closed-No Action | $23,259.60 | $0.00 | See FINRA Report |
| Mark Ronald Roberts | 2734867 | 3 | 10/08/2007 | Customer Dispute | Settled | $5,369.00 | $0.00 | See FINRA Report |
| Timothy L Cartier | 1177878 | 5 | 05/30/2007 | Customer Dispute | Settled | $1,241.28 | $0.00 | See FINRA Report |
| William Anthony Waleszonia | 811663 | 1 | 05/28/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |