Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creativeone Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel James Rundahl | 5579088 | 1 | 08/25/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael James Axton | 1430219 | 2 | 06/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Scott Shammas | 5904270 | 1 | 11/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Arthur Rice | 1986045 | 1 | 09/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Ronald Roberts | 2734867 | 3 | 11/10/2015 | Customer Dispute | Denied | $897,600.00 | $0.00 | See FINRA Report |
| Brian John Brechler | 4728254 | 1 | 05/21/2015 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Joseph Damian Sciarrino | 2931962 | 1 | 04/22/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert David Weber | 2874542 | 1 | 03/20/2015 | Customer Dispute | Denied | $20,425.00 | $0.00 | See FINRA Report |
| Stephen Eugene Henson | 4115907 | 1 | 12/24/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Erwin Munker | 2861111 | 2 | 08/05/2014 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |