Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creativeone Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Neal Sullivan | 1979017 | 3 | 06/25/2019 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Robert Edward Thomas | 1276394 | 4 | 05/14/2019 | Customer Dispute | Closed-No Action | $18,373.00 | $0.00 | See FINRA Report |
| Thomas Erwin Munker | 2861111 | 2 | 04/08/2019 | Customer Dispute | Closed-No Action | $76,264.30 | $0.00 | See FINRA Report |
| Larry Tyrone Jenkins | 2533315 | 3 | 08/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael James Axton | 1430219 | 2 | 06/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Scott Shammas | 5904270 | 1 | 11/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Arthur Rice | 1986045 | 1 | 09/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Andrew Jennings | 6060253 | 1 | 05/11/2016 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Mark Ronald Roberts | 2734867 | 3 | 11/10/2015 | Customer Dispute | Denied | $897,600.00 | $0.00 | See FINRA Report |
| Brian John Brechler | 4728254 | 1 | 05/21/2015 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |