Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creativeone Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harry Floyd Colvin | 1137441 | 4 | 08/13/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harry Floyd Colvin | 1137441 | 4 | 01/23/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Lovell Phares | 2450201 | 2 | 06/07/1999 | Customer Dispute | Award / Judgment | $16,698.70 | $10,407.40 | See FINRA Report |
| Thomas Bastiano Scarpaci | 1634140 | 2 | 03/11/1999 | Customer Dispute | Denied | $235,000.00 | $0.00 | See FINRA Report |
| Michele George Savarese | 1241811 | 14 | 02/05/1999 | Customer Dispute | Settled | $155,739.00 | $0.00 | See FINRA Report |
| Mark Charles Pettyjohn | 1141552 | 1 | 12/04/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michele George Savarese | 1241811 | 14 | 11/17/1998 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Charles William Sawyer | 1796762 | 3 | 05/28/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy L Cartier | 1177878 | 5 | 04/16/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Bastiano Scarpaci | 1634140 | 2 | 03/18/1998 | Customer Dispute | Settled | $142,123.00 | $0.00 | See FINRA Report |