Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creativeone Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Paul Smith | 1989232 | 2 | 12/01/2009 | Customer Dispute | Denied | $63,202.00 | $0.00 | See FINRA Report |
Donald Neal Sullivan | 1979017 | 3 | 07/30/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Denise Pauline Carcel | 839430 | 1 | 03/10/2009 | Customer Dispute | Denied | $154,188.00 | $0.00 | See FINRA Report |
Robert Soren Larsen | 1913268 | 3 | 12/05/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
William Anthony Waleszonia | 811663 | 1 | 05/28/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kirt W Carstens | 2192522 | 4 | 02/22/2007 | Customer Dispute | Denied | $6,230.67 | $0.00 | See FINRA Report |
Michael Jon Binstock | 2728462 | 8 | 06/12/2006 | Customer Dispute | Denied | $26,176.20 | $0.00 | See FINRA Report |
Harry Floyd Colvin | 1137441 | 4 | 01/05/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Greg Charles Greer | 4029901 | 1 | 03/18/2005 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
Robert Soren Larsen | 1913268 | 3 | 04/15/2003 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |