Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creativeone Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Timothy L Cartier | 1177878 | 5 | 04/16/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Thomas Bastiano Scarpaci | 1634140 | 2 | 03/18/1998 | Customer Dispute | Settled | $142,123.00 | $0.00 | See FINRA Report |
John Robert Manry | 1058643 | 1 | 01/07/1998 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
Timothy L Cartier | 1177878 | 5 | 06/03/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michele George Savarese | 1241811 | 14 | 11/08/1994 | Customer Dispute | Settled | $82,790.10 | $0.00 | See FINRA Report |
Michele George Savarese | 1241811 | 14 | 08/08/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michele George Savarese | 1241811 | 14 | 04/18/1994 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Robert Alan Nutter | 1253953 | 1 | 01/03/1992 | Customer Dispute | Settled | $119,174.00 | $0.00 | See FINRA Report |
Michele George Savarese | 1241811 | 14 | 12/16/1991 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
Michele George Savarese | 1241811 | 14 | 12/14/1989 | Customer Dispute | Award / Judgment | $41,000.00 | $19,000.00 | See FINRA Report |