Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creativeone Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Paul Smith | 1989232 | 2 | 12/01/2009 | Customer Dispute | Denied | $63,202.00 | $0.00 | See FINRA Report |
| Donald Neal Sullivan | 1979017 | 3 | 07/30/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Vander Hart | 1669476 | 1 | 07/27/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jimmy Ray Nash | 871825 | 1 | 07/22/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Brady Douglas Bellue | 4175757 | 1 | 07/15/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| John Michael Dombroski | 1789752 | 2 | 05/18/2009 | Customer Dispute | Settled | $56,960.30 | $0.00 | See FINRA Report |
| Denise Pauline Carcel | 839430 | 1 | 03/10/2009 | Customer Dispute | Denied | $154,188.00 | $0.00 | See FINRA Report |
| Clayton Douglas Turner | 5072692 | 1 | 03/08/2009 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Charles William Sawyer | 1796762 | 3 | 02/19/2009 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Robert Soren Larsen | 1913268 | 3 | 12/05/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |