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FINRA Broker Disclosures for Creativeone Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creativeone Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 81 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
James Patrick Jenkins5261717203/31/2021Customer DisputeDenied$510,000.00$0.00See FINRA Report
Michele George Savarese12418111409/02/2020Customer DisputeSettled$95,000.00$0.00See FINRA Report
Gregory Charles Lavelle2681269101/13/2020Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Travis Robert Ford6151075108/21/2019Customer DisputeDenied$13,000.00$0.00See FINRA Report
Donald Neal Sullivan1979017306/25/2019Customer DisputeSettled$11,000.00$0.00See FINRA Report
Robert Edward Thomas1276394405/14/2019Customer DisputeClosed-No Action$18,373.00$0.00See FINRA Report
Thomas Erwin Munker2861111204/08/2019Customer DisputeClosed-No Action$76,264.30$0.00See FINRA Report
Mark Ronald Roberts2734867311/10/2015Customer DisputeDenied$897,600.00$0.00See FINRA Report
Brian John Brechler4728254105/21/2015Customer DisputeSettled$12,500.00$0.00See FINRA Report
Robert David Weber2874542103/20/2015Customer DisputeDenied$20,425.00$0.00See FINRA Report

81 Results

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