Our Staff has compiled our research into a database of FINRA Broker Disclosures for Creativeone Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Patrick Jenkins | 5261717 | 2 | 03/31/2021 | Customer Dispute | Denied | $510,000.00 | $0.00 | See FINRA Report |
Michele George Savarese | 1241811 | 14 | 09/02/2020 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
Gregory Charles Lavelle | 2681269 | 1 | 01/13/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Travis Robert Ford | 6151075 | 1 | 08/21/2019 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
Donald Neal Sullivan | 1979017 | 3 | 06/25/2019 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
Robert Edward Thomas | 1276394 | 4 | 05/14/2019 | Customer Dispute | Closed-No Action | $18,373.00 | $0.00 | See FINRA Report |
Thomas Erwin Munker | 2861111 | 2 | 04/08/2019 | Customer Dispute | Closed-No Action | $76,264.30 | $0.00 | See FINRA Report |
Mark Ronald Roberts | 2734867 | 3 | 11/10/2015 | Customer Dispute | Denied | $897,600.00 | $0.00 | See FINRA Report |
Brian John Brechler | 4728254 | 1 | 05/21/2015 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
Robert David Weber | 2874542 | 1 | 03/20/2015 | Customer Dispute | Denied | $20,425.00 | $0.00 | See FINRA Report |