Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Flynn Tomer | 4801360 | 2 | 04/02/2020 | Customer Dispute | Settled | $15,060.00 | $0.00 | See FINRA Report |
| Shirley Marie Bachman | 6229306 | 1 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Edward Steinbruegge | 4141384 | 1 | 02/13/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian Lee Segel | 1610632 | 1 | 02/10/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kyle Mathew Rice | 7273634 | 2 | 01/24/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert J. Jennis | 4161684 | 5 | 01/24/2020 | Customer Dispute | Denied | $8,030.03 | $0.00 | See FINRA Report |
| Ralph Douglas Rager | 1042287 | 4 | 12/19/2019 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dawn Marie Lacoursiere | 2196311 | 1 | 12/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kendra Charmaine Sawyer | 5297430 | 2 | 12/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Patrick Walsh | 2765722 | 1 | 11/06/2019 | Customer Dispute | Denied | $2,308.00 | $0.00 | See FINRA Report |