Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alex Anglade | 7679325 | 1 | 03/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher Andrew O'Sullivan | 3019782 | 1 | 10/25/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Matthew Alexander Redenius | 5374092 | 1 | 08/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Erick Adrian Forbs | 6998908 | 2 | 07/04/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Erick Adrian Forbs | 6998908 | 2 | 03/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ryan Michael Tedeschi | 4719131 | 1 | 08/30/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kathryn M McLees Hannon | 2048052 | 1 | 09/03/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |