Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securian Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Gerard Quense | 2237629 | 1 | 12/30/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Christian Helfrich | 2148292 | 3 | 12/22/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Christian Helfrich | 2148292 | 3 | 11/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesse Morgan Raines | 7097971 | 2 | 10/05/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Scott Cantrell | 2758233 | 1 | 07/07/2020 | Customer Dispute | Settled | $218,248.00 | $0.00 | See FINRA Report |
| Randall Jude Raciti | 1191411 | 1 | 07/03/2020 | Customer Dispute | Settled | $37,227.80 | $0.00 | See FINRA Report |
| Jesse Morgan Raines | 7097971 | 2 | 07/02/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kyle Mathew Rice | 7273634 | 2 | 07/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Anthony Irizarry | 5492436 | 7 | 05/18/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ralph Douglas Rager | 1042287 | 4 | 04/22/2020 | Customer Dispute | Denied | $25,306.00 | $0.00 | See FINRA Report |