Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ascendiant Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kellee Patricia Bergendahl | 5909418 | 14 | 12/02/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Gregory Bruksch | 600412 | 1 | 12/09/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Robert Tufts | 1217671 | 2 | 01/30/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Owen Brown | 1658070 | 2 | 08/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |