Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ascendiant Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Martin Johnson | 3188006 | 1 | 06/05/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Owen Brown | 1658070 | 2 | 08/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |