Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ascendiant Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kellee Patricia Bergendahl | 5909418 | 14 | 11/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kellee Patricia Bergendahl | 5909418 | 14 | 11/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kellee Patricia Bergendahl | 5909418 | 14 | 11/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kellee Patricia Bergendahl | 5909418 | 14 | 08/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kellee Patricia Bergendahl | 5909418 | 14 | 01/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kellee Patricia Bergendahl | 5909418 | 14 | 01/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kellee Patricia Bergendahl | 5909418 | 14 | 11/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kellee Patricia Bergendahl | 5909418 | 14 | 10/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kellee Patricia Bergendahl | 5909418 | 14 | 02/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Allan Bergendahl | 1394272 | 2 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |