Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel Scott Short | 2804322 | 2 | 06/13/2013 | Customer Dispute | Denied | $59,000.00 | $0.00 | See FINRA Report |
Daniel Scott Short | 2804322 | 2 | 04/21/2008 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |