Our Staff has compiled our research into a database of FINRA Broker Disclosures for Globalist Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan David Pinto | 2392283 | 3 | 07/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan David Pinto | 2392283 | 3 | 04/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Jay Kessler | 1356709 | 2 | 12/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan David Pinto | 2392283 | 3 | 05/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Jay Kessler | 1356709 | 2 | 02/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Paul Spann | 6812306 | 1 | 12/31/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |