Our Staff has compiled our research into a database of FINRA Broker Disclosures for Edgeline Capital, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louie Ucciferri | 1156956 | 3 | 05/19/2023 | Customer Dispute | Settled | $696,494.00 | $0.00 | See FINRA Report |
| Louie Ucciferri | 1156956 | 3 | 12/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Lopes Borges | 4515472 | 4 | 08/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Lopes Borges | 4515472 | 4 | 01/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Lopes Borges | 4515472 | 4 | 06/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Lopes Borges | 4515472 | 4 | 02/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Louie Ucciferri | 1156956 | 3 | 01/17/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |