Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Joseph Zito | 2280859 | 1 | 04/08/2013 | Customer Dispute | Settled | $1,503,220.00 | $0.00 | See FINRA Report |
| Douglas Keith Flynn | 1952114 | 1 | 04/08/2013 | Customer Dispute | Settled | $1,503,220.00 | $0.00 | See FINRA Report |
| Gary S Simel | 2320801 | 1 | 11/19/1997 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |