Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Gerard Munger | 7058721 | 2 | 10/28/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Cherie Byrne | 7396584 | 1 | 09/25/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Douglas Klute | 6870787 | 2 | 08/09/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Douglas Anderson | 5440869 | 2 | 01/11/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Douglas Anderson | 5440869 | 2 | 08/19/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lyndol Hoy Anderson | 6715407 | 1 | 01/11/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Dailey | 1885685 | 3 | 06/19/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |