Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Martinez | 2778458 | 1 | 12/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ralph Lloyd Gale | 2262423 | 1 | 12/11/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Henry Lux | 2215923 | 2 | 11/03/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |