Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nadine Kaakouche | 7289309 | 1 | 11/01/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Kevin Kaley | 6859791 | 1 | 01/31/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Patrick Smith | 5766480 | 1 | 07/28/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Terence Widlake | 3132617 | 1 | 10/22/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger A Long | 5827047 | 1 | 03/22/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Clifton Freels | 6752233 | 1 | 06/21/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |