Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Fabian Gonzales | 7708907 | 1 | 02/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry James Bouchard | 4092700 | 3 | 04/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry James Bouchard | 4092700 | 3 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Gerard Munger | 7058721 | 2 | 10/28/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcelino Servidad Villaflor | 3020738 | 1 | 09/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Nash | 3124036 | 1 | 03/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Wayne Heath | 7183821 | 3 | 10/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Cherie Byrne | 7396584 | 1 | 09/25/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Shawn Elkins | 4577563 | 1 | 08/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Douglas Klute | 6870787 | 2 | 08/09/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |