Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Edward Wondisford | 6088117 | 2 | 03/10/2024 | Customer Dispute | Closed-No Action | $6,788.33 | $0.00 | See FINRA Report |
| Troy D Simonson | 6704184 | 1 | 10/13/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Todd Thomas Hulliberger | 7090620 | 1 | 11/09/2019 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Travis Donald Maxon | 7521128 | 1 | 11/09/2019 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jason Ryan Adams | 5380367 | 1 | 07/02/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel V Brungard | 5731553 | 1 | 12/03/2013 | Customer Dispute | Denied | $117,779.00 | $0.00 | See FINRA Report |
| Travis Michael Sherman | 4436084 | 2 | 07/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laurence Arnold Bowers | 4589796 | 1 | 05/24/2013 | Customer Dispute | Closed-No Action | $16,799.00 | $0.00 | See FINRA Report |
| Kerry James Bouchard | 4092700 | 3 | 01/10/2008 | Customer Dispute | Settled | $6,175.23 | $0.00 | See FINRA Report |
| Travis Michael Sherman | 4436084 | 2 | 10/31/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |