Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Edward Wondisford | 6088117 | 2 | 03/10/2024 | Customer Dispute | Closed-No Action | $6,788.33 | $0.00 | See FINRA Report |
| Laurence Arnold Bowers | 4589796 | 1 | 05/24/2013 | Customer Dispute | Closed-No Action | $16,799.00 | $0.00 | See FINRA Report |
| Joseph Henry Lux | 2215923 | 2 | 05/11/2005 | Customer Dispute | Closed-No Action | $133,000.00 | $0.00 | See FINRA Report |
| Robert Steven Kolb | 2985157 | 1 | 05/20/2002 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Kenneth Eugene Plummer | 1979140 | 2 | 03/28/2001 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |