Our Staff has compiled our research into a database of FINRA Broker Disclosures for Touchstone Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Ann Gilbert | 4750710 | 1 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Kirk Martin | 3041875 | 8 | 02/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Ann Rowe | 6690327 | 1 | 12/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Kirk Martin | 3041875 | 8 | 03/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Marie Travis | 5616290 | 1 | 02/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian William Nugent | 4604833 | 1 | 05/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Scott Rappucci | 5398000 | 1 | 02/14/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Michael Nuss | 5925553 | 1 | 04/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harvey Ted Fladeland | 1874755 | 1 | 01/11/2006 | Customer Dispute | Denied | $84,418.00 | $0.00 | See FINRA Report |
| Kenneth Allen McClintock | 2388691 | 1 | 12/26/2000 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |